algorithmic collective action
AI Workers, Geopolitics, and Algorithmic Collective Action
According to the theory of International Political Economy (IPE), states are often incentivized to rely on rather than constrain powerful corporations. For this reason, IPE provides a useful lens to explain why efforts to govern Artificial Intelligence (AI) at the international and national levels have thus far been developed, applied, and enforced unevenly. Building on recent work that explores how AI companies engage in geopolitics, this position paper argues that some AI workers can be considered actors of geopolitics. It makes the timely case that governance alone cannot ensure responsible, ethical, or robust AI development and use, and greater attention should be paid to bottom-up interventions at the site of AI development. AI workers themselves should be situated as individual agents of change, especially when considering their potential to foster Algorithmic Collective Action (ACA). Drawing on methods of Participatory Design (PD), this paper proposes engaging AI workers as sources of knowledge, relative power, and intentionality to encourage more responsible and just AI development and create the conditions that can facilitate ACA.
Sync or Sink: Bounds on Algorithmic Collective Action with Noise and Multiple Groups
Karan, Aditya, Kalle, Prabhat, Vincent, Nicholas, Sundaram, Hari
Collective action against algorithmic systems provides an opportunity for a small group of individuals to strategically manipulate their data to get specific outcomes, from classification to recommendation models. This effectiveness will invite more growth of this type of coordinated actions, both in the size and the number of distinct collectives. With a small group, however, coordination is key. Currently, there is no formal analysis of how coordination challenges within a collective can impact downstream outcomes, or how multiple collectives may affect each other's success. In this work, we aim to provide guarantees on the success of collective action in the presence of both coordination noise and multiple groups. Our insight is that data generated by either multiple collectives or by coordination noise can be viewed as originating from multiple data distributions. Using this framing, we derive bounds on the success of collective action. We conduct experiments to study the effects of noise on collective action. We find that sufficiently high levels of noise can reduce the success of collective action. In certain scenarios, large noise can sink a collective success rate from $100\%$ to just under $60\%$. We identify potential trade-offs between collective size and coordination noise; for example, a collective that is twice as big but with four times more noise experiencing worse outcomes than the smaller, more coordinated one. This work highlights the importance of understanding nuanced dynamics of strategic behavior in algorithmic systems.
Algorithmic Collective Action with Multiple Collectives
Battiloro, Claudio, Greiner, Pietro, Nestor, Bret, Amezgar, Oumaima, Dominici, Francesca
As learning systems increasingly influence everyday decisions, user-side steering via Algorithmic Collective Action (ACA)-coordinated changes to shared data-offers a complement to regulator-side policy and firm-side model design. Although real-world actions have been traditionally decentralized and fragmented into multiple collectives despite sharing overarching objectives-with each collective differing in size, strategy, and actionable goals, most of the ACA literature focused on single collective settings. In this work, we present the first theoretical framework for ACA with multiple collectives acting on the same system. In particular, we focus on collective action in classification, studying how multiple collectives can plant signals, i.e., bias a classifier to learn an association between an altered version of the features and a chosen, possibly overlapping, set of target classes. We provide quantitative results about the role and the interplay of collectives' sizes and their alignment of goals. Our framework, by also complementing previous empirical results, opens a path for a holistic treatment of ACA with multiple collectives.
Algorithmic Collective Action in Recommender Systems: Promoting Songs by Reordering Playlists
We investigate algorithmic collective action in transformer-based recommender systems. Our use case is a collective of fans aiming to promote the visibility of an underrepresented artist by strategically placing one of their songs in the existing playlists they control. We introduce two easily implementable strategies to select the position at which to insert the song and boost recommendations at test time. The strategies exploit statistical properties of the learner to leverage discontinuities in the recommendations, and the long-tail nature of song distributions. We evaluate the efficacy of our strategies using a publicly available recommender system model released by a major music streaming platform.
Algorithmic Collective Action with Two Collectives
Karan, Aditya, Vincent, Nicholas, Karahalios, Karrie, Sundaram, Hari
Given that data-dependent algorithmic systems have become impactful in more domains of life, the need for individuals to promote their own interests and hold algorithms accountable has grown. To have meaningful influence, individuals must band together to engage in collective action. Groups that engage in such algorithmic collective action are likely to vary in size, membership characteristics, and crucially, objectives. In this work, we introduce a first of a kind framework for studying collective action with two or more collectives that strategically behave to manipulate data-driven systems. With more than one collective acting on a system, unexpected interactions may occur. We use this framework to conduct experiments with language model-based classifiers and recommender systems where two collectives each attempt to achieve their own individual objectives. We examine how differing objectives, strategies, sizes, and homogeneity can impact a collective's efficacy. We find that the unintentional interactions between collectives can be quite significant; a collective acting in isolation may be able to achieve their objective (e.g., improve classification outcomes for themselves or promote a particular item), but when a second collective acts simultaneously, the efficacy of the first group drops by as much as $75\%$. We find that, in the recommender system context, neither fully heterogeneous nor fully homogeneous collectives stand out as most efficacious and that heterogeneity's impact is secondary compared to collective size. Our results signal the need for more transparency in both the underlying algorithmic models and the different behaviors individuals or collectives may take on these systems. This approach also allows collectives to hold algorithmic system developers accountable and provides a framework for people to actively use their own data to promote their own interests.
Crowding Out The Noise: Algorithmic Collective Action Under Differential Privacy
Solanki, Rushabh, Bhange, Meghana, Aïvodji, Ulrich, Creager, Elliot
The integration of AI into daily life has generated considerable attention and excitement, while also raising concerns about automating algorithmic harms and re-entrenching existing social inequities. While the responsible deployment of trustworthy AI systems is a worthy goal, there are many possible ways to realize it, from policy and regulation to improved algorithm design and evaluation. In fact, since AI trains on social data, there is even a possibility for everyday users, citizens, or workers to directly steer its behavior through Algorithmic Collective Action, by deliberately modifying the data they share with a platform to drive its learning process in their favor. This paper considers how these grassroots efforts to influence AI interact with methods already used by AI firms and governments to improve model trustworthiness. In particular, we focus on the setting where the AI firm deploys a differentially private model, motivated by the growing regulatory focus on privacy and data protection. We investigate how the use of Differentially Private Stochastic Gradient Descent (DPSGD) affects the collective's ability to influence the learning process. Our findings show that while differential privacy contributes to the protection of individual data, it introduces challenges for effective algorithmic collective action. We characterize lower bounds on the success of algorithmic collective action under differential privacy as a function of the collective's size and the firm's privacy parameters, and verify these trends experimentally by simulating collective action during the training of deep neural network classifiers across several datasets.
Algorithmic Collective Action in Recommender Systems: Promoting Songs by Reordering Playlists
Baumann, Joachim, Mendler-Dünner, Celestine
We investigate algorithmic collective action in transformer-based recommender systems. Our use case is a collective of fans aiming to promote the visibility of an artist by strategically placing one of their songs in the existing playlists they control. The success of the collective is measured by the increase in test-time recommendations of the targeted song. We introduce two easily implementable strategies towards this goal and test their efficacy on a publicly available recommender system model released by a major music streaming platform. Our findings reveal that even small collectives (controlling less than 0.01% of the training data) can achieve up 25x amplification of recommendations by strategically choosing the position at which to insert the song. We then focus on investigating the externalities of the strategy. We find that the performance loss for the platform is negligible, and the recommendations of other songs are largely preserved, minimally impairing the user experience of participants. Moreover, the costs are evenly distributed among other artists. Taken together, our findings demonstrate how collective action strategies can be effective while not necessarily being adversarial, raising new questions around incentives, social dynamics, and equilibria in recommender systems.